Appointed Representative Network

01423 522 599 | info@thecompliancecompany.co.uk

Get in touch

TALK TO OUR COMPLIANCE EXPERTS

Appointed Representative Network

I engaged Consumer Credit Compliance following the introduction of the new credit regulations. Right from the initial contact I have been impressed by the process, handling of the regulatory matters and the ongoing support. I am confident in the advice provided by my Client Account Manager, Shaun Gill, and am confident that CCC will handle the administration requirements to comply with the regulations. All in all, a first-class service, which I have no hesitation in recommending.

ROGER LLOYD

Birmingham City Football Club plc

I engaged Consumer Credit Compliance following the introduction of the new credit regulations. Right from the initial contact I have been impressed by the process, handling of the regulatory matters and the ongoing support. I am confident in the advice provided by my Client Account Manager, Shaun Gill, and am confident that CCC will handle the administration requirements to comply with the regulations. All in all, a first-class service, which I have no hesitation in recommending.

ROGER LLOYD

Birmingham City Football Club plc

I engaged Consumer Credit Compliance following the introduction of the new credit regulations. Right from the initial contact I have been impressed by the process, handling of the regulatory matters and the ongoing support. I am confident in the advice provided by my Client Account Manager, Shaun Gill, and am confident that CCC will handle the administration requirements to comply with the regulations. All in all, a first-class service, which I have no hesitation in recommending.

ROGER LLOYD

Birmingham City Football Club plc

Appointed Representative Network Service

The Compliance Company has been a Principal firm since 2017 which means we can fully manage your business’ FCA requirements, and you do not need to be directly authorised by the FCA.

If you meet our criteria and we choose to appoint you as one of our Appointed Representatives then we will ensure that you have all the necessary systems, processes and documents to help you remain FCA compliant.

What is a Principal? (this is what we are)
A ‘Principal’ is a firm that is directly authorised by the FCA and is responsible for ensuring any Appointed Representatives (ARs) meet their requirements.

What is an Appointed Representative? (this is what you could be)
An Appointed Representative (AR) is a firm or person who conducts regulated activities under the banner of a firm that is directly authorised by the FCA. This firm is known as the ARs ‘Principal’.

What are the benefits?

  • You do not need to be directly regulated by the FCA
  • We will look after your Credit Broking and Insurance activities
  • We will take on all responsibility for your regulatory conduct
  • You can go to market with your regulated product and/or service quicker

Who can join?
Any firm or person that can meet our criteria.

Get in touch with our team

I engaged Consumer Credit Compliance following the introduction of the new credit regulations. Right from the initial contact I have been impressed by the process, handling of the regulatory matters and the ongoing support. I am confident in the advice provided by my Client Account Manager, Shaun Gill, and am confident that CCC will handle the administration requirements to comply with the regulations. All in all, a first-class service, which I have no hesitation in recommending.

ROGER LLOYD

Birmingham City Football Club plc

I engaged Consumer Credit Compliance following the introduction of the new credit regulations. Right from the initial contact I have been impressed by the process, handling of the regulatory matters and the ongoing support. I am confident in the advice provided by my Client Account Manager, Shaun Gill, and am confident that CCC will handle the administration requirements to comply with the regulations. All in all, a first-class service, which I have no hesitation in recommending.

ROGER LLOYD

Birmingham City Football Club plc

I engaged Consumer Credit Compliance following the introduction of the new credit regulations. Right from the initial contact I have been impressed by the process, handling of the regulatory matters and the ongoing support. I am confident in the advice provided by my Client Account Manager, Shaun Gill, and am confident that CCC will handle the administration requirements to comply with the regulations. All in all, a first-class service, which I have no hesitation in recommending.

ROGER LLOYD

Birmingham City Football Club plc